About GKP Capital
GKP Capital operates at the intersection of finance and technology to deliver compliant liquidity solutions for shareholders and sophisticated investors. Our focus is on creating transparent, auditable pathways for public and private equity transactions while maintaining strong operational controls. We believe well-documented processes and regulated custody underpin market trust; this guides our product roadmap and client engagements. Whether facilitating a confidential secondary sale for early employees or arranging a structured private placement for institutional allocators, our approach emphasizes clarity of terms, proper documentation, and settlement assurance. We partner with regulated custodians and respected service providers so clients receive both high-quality execution and custody integrity.
Our Story & Mission
GKP Capital was founded by professionals who spent years in execution, settlement, and custody operations at major broker-dealers and institutional custody banks. We observed gaps where shareholders and issuers needed options for transfer and liquidity that preserved confidentiality and compliance. Our mission is to bridge that gap with a platform and advisory practice that respects governance, tax, and regulatory constraints while providing practical outcomes for clients. We emphasize process over product, ensuring each transaction includes clear documentation, identity verification, and settlement planning. Clients receive proactive communications and reconciliation to support their internal governance and audit needs. By aligning incentives with safe settlement and transparent reporting, we aim to raise the standard for private and hybrid equity transactions across jurisdictions where we operate. Our work is client-centric, process-driven, and tailored to institutional expectations.
Team, Governance & Controls
Our team includes compliance officers, settlement specialists, and technologists who design controls to reduce operational risk. Governance begins with clear client agreements and continues through identity verification, trade approvals, and custody confirmations. We maintain written SLAs with custody partners and perform regular reconciliations so asset positions are verifiable. Senior management reviews exceptions and oversees a documented incident response process. On the technology side, our platform logs activity relevant for audits and provides machine-readable reports for accounting and compliance teams. We prioritize secure document handling, encrypted communications, and role-based access to sensitive workflows. This combination of people, process, and technology helps mitigate settlement risk and supports consistent outcomes for clients pursuing liquidity or capital formation transactions.
Leadership
Senior leaders with capital markets and custody experience guiding strategy and operations.
Compliance
On-site compliance specialists and documented AML/KYC procedures for every client.
Security
Encryption, secure custody partnerships, and access controls to protect client assets and data.
Reporting
Consolidated statements, audit-ready exports, and trade confirmations for governance needs.
Contact & Location
Our headquarters coordinate client onboarding and advisory. For transactional or advisory inquiries, please reach out to our team. We aim to respond to all requests within one business day and provide an initial scope and compliance checklist to begin any engagement. For regulatory or legal questions, our compliance group will provide the appropriate documentation and points of contact for custodian confirmations and settlement details.
Head Office
125 Park Avenue, Suite 400New York, NY 10017
United States
Contact
📞 +1 (212) 555-0198
✉️ [email protected]