Portfolio & Case Studies
GKP Capital's portfolio illustrates how disciplined processes and custody relationships support a variety of equity liquidity outcomes. We document engagements that include confidential secondary sales for early employees, tranche-based private placements for institutional allocators, and block trade executions for large shareholders. Each case balances confidentiality, pricing fairness, and settlement assurance by combining legal coordination, escrows when appropriate, and third-party custody confirmations. We publish redacted case summaries to highlight the operational steps, timeline, and controls used to reach a successful closing while respecting client confidentiality. These summaries show how governance, KYC, and settlement planning reduce counterparty risk and provide audit-ready records for both issuers and investors.
Confidential secondary sales
GKP Capital manages confidential secondary sales where shareholders seek liquidity without broad market exposure. These transactions require careful coordination between sellers, buyers, legal counsel, and custody partners. Our process begins with a confidentiality framework and capital events plan that outlines price discovery mechanics, escrow arrangements when necessary, and staged settlement milestones to protect both sides. We conduct accredited investor verification and beneficial ownership checks, present negotiated terms, and coordinate secure transfer instructions through an approved custodian. Post-closing, we provide consolidated confirmations and reconciliation statements for audit needs. Each secondary engagement emphasizes minimal market impact, robust documentation, and settlement certainty so clients can complete transfers while preserving governance and compliance obligations.
Private placements and allocations
Our private placement work focuses on curated allocations to institutional and accredited investors. We support issuers with placement structuring, subscription workflows, and escrowed commitment handling. The advisory process includes investor outreach, subscription document preparation, and coordination with tax and legal advisors to ensure compliance with regional securities regulations. We handle commitment collection, tranche scheduling, and custody integrations so that asset transfers and capital receipts align with agreed settlement schedules. Custodial confirmations and structured reporting are included to give both issuers and investors confidence in allocation and accounting practices. Placements are tailored to governance constraints and investor suitability requirements, ensuring a compliant and auditable process that mitigates settlement and disclosure risk.
Block trades and execution quality
When shareholders or institutions need to move large positions, GKP Capital provides execution strategies to reduce market impact and slippage. We employ smart order routing and engage partner liquidity venues to achieve best execution consistent with client mandates. For large block trades, we document trade plans, pre-trade approvals, and post-trade analysis that captures execution quality metrics and routing decisions. Settlement is coordinated with custodians to confirm transfer mechanics and to reconcile breaks proactively. Our execution reports provide an audit trail that supports governance reviews and accounting reconciliation, reinforcing the importance of transparent execution when moving sizable equity positions.
Gallery and documents
Redacted visuals and timeline excerpts illustrate typical engagement phases: intake and KYC, structuring and price discovery, escrow or custody confirmation, execution, and post-trade reconciliation. These materials are provided in a way that protects client confidentiality while demonstrating process controls and expected timelines for each engagement type. For clients seeking detailed redacted case files or sample subscription documents, our team can provide materials after an initial intake and NDA to preserve confidentiality. Each document set includes machine-readable reconciliation reports and human-readable confirmations suitable for audit and governance review.
